Regulatory Proceedings

• The purpose of regulatory proceedings
• How proceedings are initiated and by whom
• The various types of proceedings and the issues each type addresses
• The various steps in a regulatory proceeding and what occurs during each step
• What a settlement is and its role in a proceeding
• Who participates in regulatory proceedings and the roles and goals of each participant

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• The purpose of a regulatory proceeding
• Who initiates proceedings
• Proceedings initiated by a regulator
  • Rulemakings
  • Inquiries and investigations
• Proceedings initiated by a regulated company
  • Cost of capital proceedings
  • Rate cases
  • Certificate cases
  • Applications
  • Mergers and acquisitions approvals
• Proceedings initiated by others
  • Complaints
  • Petitions
• The regulatory process step-by-step: proceeding initiation, initial conference, opening briefs, discovery, hearings, closing briefs, draft decision, final decision, implementation, appeal
• Settlements
• Participants and their roles and goals: commissioners, presiding officer, commission staff, regulated energy companies, regulated energy company employees, intervenors
• Types of intervenors

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